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HomeFinancial CodeDiv. 1.1Ch. 6§ 1207 Permit Disclaimer For Securities

§ 1207 Permit Disclaimer For Securities

Financial Code·California
AI Summary·Official Text·Key Terms·Related Statutes·References
AI SummaryVerified

§ 1207 Permit Disclaimer For Securities

This law says any permit given under Section 1205 must say it’s just permission, not a suggestion or approval of the securities being sold.

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AI-generated — May contain errors. Not legal advice. Always verify source.

Official Source
View on CA.gov

§ 1207 Permit Disclaimer For Securities

Every permit issued pursuant to Section 1205 shall recite that it is permissive only and does not constitute a recommendation or endorsement of the securities permitted to be sold. (Added by Stats. 2011, Ch. 243, Sec. 3. (SB 664) Effective January 1, 2012.)

Last verified: January 10, 2026

Key Terms

permitSection 1205permissiverecommendation or endorsementsecurities

Related Statutes

  • § 1206 Permit Conditions For Securities
  • § 18427.6 Permit Disclaimer For Securities
  • § 1201 Bank Security Sale Permits
  • § 1203 Permit Application Requirements
  • § 1205 Securities Sale Approval

References

  • Official text at leginfo.legislature.ca.gov
  • California Legislature. Financial Code. Section 1207.
View Official Source